The capital markets are the ultimate arena for corporate growth and financing. Accessing these markets—whether through a landmark Initial Public Offering (IPO), a sophisticated private placement, or a strategic corporate bond issuance—is a transformative event for any company. It is also a process governed by an intricate and unforgiving body of securities laws and regulations. A single misstep in disclosure, compliance, or procedure can lead to a failed offering and severe penalties from regulators. Legal Sandbox Georgia provides a premier securities and capital markets legal service, acting as the lead architects and navigators for companies seeking to raise capital in the public or private markets.
Our practice provides end-to-end legal management for all types of securities offerings. For IPOs, we guide you through the entire journey, from pre-listing corporate structuring to drafting the securities prospectus and managing the complex approval process with the National Bank of Georgia (NBG). For private capital, we structure and execute private placements, drafting the Private Placement Memorandum (PPM) and negotiating subscription agreements with investors. For debt financing, we are experts in managing bond issuances, ensuring compliance with all regulatory requirements.
For companies with publicly traded securities, ongoing compliance is paramount. Legal Sandbox Georgia provides sophisticated counsel on adherence to the Georgian Law on Securities Market and NBG regulations. This includes advising on periodic disclosure and reporting obligations, navigating the complex rules on insider trading, and ensuring corporate communications comply with market abuse regulations. When disputes or regulatory scrutiny arise, we provide formidable representation, defending companies and their directors against shareholder claims and representing clients during regulatory investigations conducted by the National Bank of Georgia.